Five reasons why Stephen Hawking—and everyone else—is wrong about alien threats

Stephen Hawking is arguing that humanity may be putting itself in mortal peril by actively trying to contact aliens (an approach that is referred to as Active SETI). I’ve got five reasons why he is wrong.

Hawking has said that, “If aliens visit us, the outcome would be much as when Columbus landed in America, which didn’t turn out well for the Native Americans.”

He’s basically arguing that extraterrestrial intelligences (ETIs), once alerted to our presence, may swoop in and indiscriminately take what they need from us—and possibly destroy us in the process; David Brin paraphrased Hawking’s argument by saying, “All living creatures inherently use resources to the limits of their ability, inventing new aims, desires and ambitions to suit their next level of power. If they wanted to use our solar system, for some super project, our complaints would be like an ant colony protesting the laying of a parking lot.”

It’s best to keep quiet, goes the thinking, lest we attract any undesirable alien elements.

A number of others have since chimed in and offered their two cents, writers like Robin Hanson,Julian Savulescu, and Paul Davies, along with Brin and many more. But what amazes me is thateveryone is getting it wrong.

Here’s the deal, people:

1. If aliens wanted to find us, they would have done so already

First, the Fermi Paradox reminds us that the Galaxy could have been colonized many times over by now. We’re late for the show.

Second, let’s stop for a moment and think about the nature of a civilization that has the capacity for interstellar travel. We’re talking about a civ that has (1) survived a technological Singularity event, (2) is in the possession of molecular-assembling nanotechnology andradically advanced artificial intelligence, and (3) has made the transition from biological to digital substrate (space-faring civs will not be biological—and spare me your antiquated Ring World scenarios).

Now that I’ve painted this picture for you, and under the assumption that ETIs are proactively searching for potentially dangerous or exploitable civilizations, what could possibly prevent them from finding us? Assuming this is important to them, their communications and telescopic technologies would likely be off the scale.Bracewell probes would likely pepper the Galaxy. And Hubble bubble limitations aside, they could use various spectroscopic and other techniques to identify not just life bearing planets, but civilization bearing planets (i.e. looking for specific post-industrial chemical compounds in the atmosphere, such as elevated levels of carbon dioxide).

Moreover, whether we like it or not, we have been ‘shouting out to the cosmos’ for quite some time now. Ever since the first radio signal beamed its way out into space we have made our presence known to anyone caring to listen to us within a radius of about 80 light years.

The cat’s out of the bag, folks.

2. If ETIs wanted to destroy us, they would have done so by now

I’ve already written about this and I suggest you read my article, “If aliens wanted to they would have destroyed us by now.”

But I’ll give you one example. Keeping the extreme age of the Galaxy in mind, and knowing that every single solar system in the Galaxy could have been seeded many times over by now with various types of self-replicating probes, it’s not unreasonable to suggest that a civilization hell-bent on looking out for threats could have planted a dormant berserker probe in our solar system. Such a probe would be waiting to be activated by a radio signal, an indication that a potentially dangerous pre-Singularity intelligence now resides in the ‘hood.

In other words, we should have been destroyed the moment our first radio signal made its way through the solar system.

But because we’re still here, and because we’re on the verge of graduating to post-Singularity status, it’s highly unlikely that we’ll be destroyed by an ETI. Either that or they’re waiting to see what kind of post-Singularity type emerges from human civilization. They may still choose to snuff us out the moment they’re not satisfied with whatever it is they see.

Regardless, our communication efforts, whether active or passive, will have no bearing on the outcome.

3. If aliens wanted our solar system’s resources, they would haven taken them by now

Again, given that we’re talking about a space-faring post-Singularity intelligence, it’s ridiculous to suggest that we have anything of material value for a civilization of this type. They only thing I can think of is the entire planet itself which they could convert into computronium (Jupiter brain)—but even that’s a stretch; we’re just a speck of dust.

If anything, they may want to tap into our sun’s energy output (e.g., they could build a Dyson Sphere or Matrioshka brain) or convert our gas giants into massive supercomputers.

It’s important to keep in mind that the only resource a post-Singularity machine intelligence could possibly want is one that furthers their ability to perform megascale levels of computation.

And it’s worth noting that, once again, our efforts to make contact will have no influence on this scenario. If they want our stuff they’ll just take it.

4. Human civilization has absolutely nothing to offer a post-Singularity intelligence

But what if it’s not our resources they want? Perhaps we have something of a technological or cultural nature that’s appealing.

Well, what could that possibly be? Hmm, think, think think….

What would a civilization that can crunch 10^42 operations per second want from us wily and resourceful humans….

Hmm, I’m thinking it’s iPads? Yeah, iPads. That must be it. Or possibly yogurt.

5. Extrapolating biological tendencies to a post-Singularity intelligence is asinine

There’s another argument out there that suggests we can’t know the behavior or motivational tendencies of ETI’s, therefore we need to tread very carefully. Fair enough. But where this argument goes too far is in the suggestion that advanced civs act in accordance to their biological ancestry.

For examples, humans may actually be nice relative to other civs who, instead of evolving from benign apes, evolved from nasty insects or predatory lizards.

I’m astounded by this argument. Developmental trends in human history have not been driven by atavistic psychological tendencies, but rather by such things as technological advancements, resource scarcity, economics, politics and many other factors. Yes, human psychology has undeniably played a role in our transition from jungle-dweller to civilizational species (traits like inquisitiveness and empathy), but those are low-level factors that ultimately take a back seat to the emergent realities of technological, demographic, economic and politico-societal development.

Moreover, advanced civilizations likely converge around specific survivalist fitness peaks that result in the homogenization of intelligence; there won’t be a lot of wiggle room in the space of all possible survivable post-Singularity modes. In other words, an insectoid post-Singularity SAI or singleton will almost certainly be identical to one derived from ape lineage.

Therefore, attempts to extrapolate ‘human nature’ or ‘ETI nature’ to the mind of its respective post-Singularity descendant is equally problematic. The psychology or goal structure of an SAI will be of a profoundly different quality than that of a biological mind that evolved through the processes of natural selection. While we may wish to impose certain values and tendencies onto an SAI, there’s no guarantee that a ‘mind’ of that capacity will retain even a semblance of its biological nature.

So there you have it.

Transmit messages into the cosmos. Or don’t. It doesn’t really matter because in all likelihood no one’s listening and no one really cares. And if I’m wrong, it still doesn’t matter—ETIs will find us and treat us according to their will.

Seven ways to control the Galaxy with self-replicating probes

So, you want to take over the Galaxy. A good career move. Ultimately, you're hoping to communicate with extraterrestrials, colonize entire sets of star clusters, and eventually lord it over the entire Milky Way.

You've got the motive, but what about the means?

Well, forget about generation ships, suspended animation or ringworlds – the best way for you to explore, colonize and ultimately rule the Milky Way will be through the use of self-replicating robotic spacecraft – what are sometimes referred to as von Neumann probes.

Von Neumann's idea

Back in late 1940’s the brilliant mathematician John Von Neumann wondered if it might be possible to design a non-biological system that could replicate itself. Von Neumann wasn’t thinking about space exploration at the time, but other thinkers like Freeman Dyson, Eric Drexler, Ralph Merkle and Robert Freitas later took his idea and applied it to exactly that.

The strength of Von Neumann's idea lies in the brute efficiency of exponential growth. Given enough time and patience, a single self-replicating probe could produce millions upon millions of offspring; it would be like a massive bubble expanding outward into the Galaxy. It’s possible that these probes could come to occupy all four corners of the Milky Way in as little as half a million years – even if each probe travels at an average cruising speed of one tenth the speed of light.

In order to work, however, a von Neumann spacecraft would have to be put together using advanced nanotechnology and artificial intelligence -- technologies that we have yet to develop. In fact, the device itself would be a molecular assembler, capable of reconstituting matter into copies of itself.

A number of scientists and sci-fi writers have speculated over the years about the different kinds of probes we might want to construct once we're ready to explore space in this fashion. Other thinkers, namely astrosociobiologists, have wondered if extraterrestrials have constructed probes of their own.

I recently took a look at these visions and came up with a Von Neumann probe taxonomy. I came up with 7 basic spacecraft functions:

1. Exploration
2. Communication
3. Working
4. Colonization
5. Uplifting
6. Berserking
7. Policing

These tasks don’t have to be exclusive to a single probe. It’s possible that probes will be fairly versatile, able to change their functions as circumstances dictate. That said, you're likely going to need all these probes in your effort to take over and control the Milky Way.

Here’s how the different probes will work:

1. Exploration probes

These probes would be designed strictly for space exploration and surveillance; they would not contact or interact with other intelligent civilizations. We have already created such probes, namely Voyager 1 and 2 – although strictly speaking they are not von Neumann replicators.

Exploration probes could remain local and explore our Solar System (what has been dubbed Astrochicken probes), or they could be sent on interstellar missions to explore and transmit their findings back to Earth.

Admittedly, the timescales in question are significant – at least to modern human lifespans and our reasonable expectations for return on investment. But the information these probes could provide would be invaluable. They could study foreign solar systems in exquisite detail – and even alert us to the presence of extraterrestrial life.

These probes could also act as stationary reconnaissance stations. They could take residence in a data rich area and continuously beam that information back to Earth--all without ever being detected.

2. Communication probes (a.k.a. Bracewell probes)

The current SETI strategy of targeting stars and listening for radio signals has an extremely slim chance of success. It’s a needle-in-the-haystack approach. That said, given the assumption that civilizations want to communicate with us, a more efficient way for them to make contact would be to disseminate self-replicating communication probes across the Galaxy.

Dubbed Bracewell probes (named after Ronald N. Bracewell who thought of the idea back in 1960), these devices would work as an alternative to interstellar radio communication between widely separated civilizations. This strategy only makes sense given the inefficiency and weakness of radio signals emitted from the source planet.

Christopher Rose, an electrical engineer at Rutger’s University, has suggested that we should actually look for these probes in our own Solar System. He argues we should be checking the mail instead of waiting for a phone call.

Multiple Bracewell probes could also be set up as a distributed array of communication relay stations. Such a set-up was portrayed in Carl Sagan’s Contact. In this story, a dormant Bracewell probe was lying in wait in the Vega system. It began to transmit a strong signal after it received a radio signal from Earth. The device itself was part of a larger network of probes, as witnessed later by Ellie’s journey from probe to probe.

3. Worker probes

If we are going to embark on megascale engineering projects, we’re going to need robots. Lots of 'em. Projects like Dyson Spheres, Ringworlds and Alderson Disks would require fleets of specialized and artificially intelligent probes working in concert to construct these truly massive structures.

Given the sheer scale of these projects and the amount of matter that would have to be subverted, it’s not unreasonable to assume that millions of individual probes would be required. The most sensible way to construct and disseminate these probes would be through self-replication schemes.

These probes could also be put to work as mining machines that dig-out and transport matter across vast distances. Ideally, these probes would be programmed to work together and take advantage of swarming intelligence and emergent properties.

4. Colonization probes

The advent of molecular assembling nanotechnology will make it possible for probes to go about interstellar colonization. It’s conceivable that a von Neumann probe could find a suitable planet and use the matter around it to not just reproduce itself, but to establish a colony and seed actual settlers.

Such settlers would likely be uploaded consciousness patterns. This would obviously require an advanced mind emulation scheme, powerful artificial intelligence, and advanced supercomputing. Ideally, these consciousness patterns would be able to migrate to a robotic body for corporeal investigation of the environment. The number of settlers in any given location could be significant, limited only by computational resources.

Colonization probes could also construct data receivers and transmission stations so that uploaded persons could travel as digital data streams from one point to another. Consequently, the dream of traveling at the speed of light will some day be possible.

Colonization probes, sometimes referred to as seeder probes, could also perform double-duty as terraformers. Project Genesis, as portrayed in the Star Trek film series, utilized such a probe, which was able to transform a dead planet into one that suited the needs of its future inhabitants.

5. Uplift probes

Probes could also work to transform and 'uplift' other civilizations and their citizens. This scenario was explored in 2001: A Space Odyssey in which an advanced extraterrestrial civilization used probes (called monoliths) to steer the direction of evolution on Earth. In the story, these probes endowed primates with the capacity to use tools, and later, the human David Bowman was transformed into the next stage of evolution, the so-called Star Child.

This scenario was also explored in David Brin’s Uplift series in which advanced civilizations brought sapience to primitive life forms--what’s more accurately termed biological uplift. Also conceivable is technological or civilizational uplift in which an extraterrestrial intelligence brings an entire civilization up to its own advanced level.

Motivations for doing so could involve meta-ethical imperatives meant to reduce suffering, to prevent civilizations from destroying themselves, or to ensure the safe onset of non-threatening post-Singularity intelligences. Or, it could be part of your plan to take over the Galaxy.

Uplift probes could quickly bring a civilization to a post-Singularity, postbiological condition. Such a force might appear as a colonization wave that sweeps across the Galaxy, transforming all that it touches into computronium. Such a scenario has been projected by such thinkers as Hans Moravec and Ray Kurzweil.

6. Berserker probes

Unfortunately, you're going to have to look out for malevolent probes, what Fred Saberhagen dubbed Berserkers. Just as an intelligent civilization could use self-replicating probes to spread life across the Galaxy, another misguided or evil civilization could do quite the opposite and destroy everything.

Berserkers could be disseminated with the sole purpose of sterilizing every planetary system it encounters, forever eliminating the possibility for life to emerge and evolve. Should it encounter an inhabited planet, it could use any number of schemes, including nanotech instigated ecophagy, to quickly destroy all life in a matter of hours. By using a scorched galaxy policy, a civilization could sterilize the Milky Way in about 500,000 years.

Alternately, berserker probes could be disbursed across the entire Galaxy and lie dormant, patiently waiting for signs of intelligence.

Berserkers could also work to stamp out intelligent life that it deems dangerous. Anders Sandberg, Eliezer Yudkowsky and myself conceived of a strategy in which an advanced civilization (or Galactic club) could monitor for potentially dangerous post-Singularity mind-types and quickly stamp them out of existence.

7. Police probes

It’s not unreasonable to suggest that probe-making civilizations would also be thinking about defensive measures. Sandberg recently came up with an idea for anti-berserker policing probes (what I've started to call Sandberg probes). These devices would be on the lookout for bad news of any kind and take action.

Civilizations might want to establish quarantined areas; policing probes would ensure that nothing gets through the defenses and ensure the integrity of a specified region. Xenophobic civilizations might want to set up quarantined areas to prevent memetic infection, to protect themselves against invasion of any kind, or simply due to a fear of the unknown.

The best way of stopping a replicator, argues Sandberg, is to nip it in the bud. To do so, an advanced civilization would require widespread surveillance and enough power to deal with possible threats. And because replicators could emerge outside a given region of control, a civilization would want to have widely stockpiled defenses. The easiest way of doing this? Yup, you guessed it: make a replicator that spreads and builds these stockpiles and quietly waits for signs of something threatening.

So, where are all the probes?

Given all this technological potential, one must wonder why we haven’t encountered any extraterrestrial probes. Why haven't extraterrestrials communicated with us? Why haven't we be uplifted....or destroyed?

This conundrum was first articulated by Frank Tipler and has become a critical driver of the Fermi Paradox. It's been a cause of much the contact pessimism that has taken root since the 1970s (my own inclinations included). If it's so easy for probes to colonize the Galaxy, then where the heck are they? Tipler concluded that extraterrestrials simply don't exist.

Carl Sagan and William Newman came up with a different answer. They were convinced that Tipler had it all wrong and that all this talk of probes was sheer poppycock. Sagan and Newman, in their 1983 paper titled "The Solipsist Approach to Extraterrestrial Intelligence," calculated that von Neumann probes, should they exist, would eventually start to consume most of the mass in the Galaxy. Consequently, they concluded that intelligent civilizations would never dare construct such probes and would try to destroy any such device as soon as it was detected.

I'm not so convinced. Probes with even a modicum of AI and smart programming could be programmed to stop after a certain reproductive threshold has been achieved (time-to-produce schemes, maximum number of iterations, etc.). These probes wouldn't be simple mindless automatons. Moreover, the Sagan and Newman theory violates non-exclusivity; it might explain why most civilizations wouldn't dare embark on such colonization schemes, but not all. All it would take is just one.

And interestingly, Sagan and Newman seemed to be arguing for counter-measures against probes -- a strategy that Sandberg has argued would require self-replicating police probes. Moreover, as Sandberg writes,

One of the interesting things with police probes is that it makes strategic sense to announce that they are around to civilizations that might "break the law" - yet not reveal exactly how strong they are or what their modus operandi is. So the Fermi paradox appears to say that there are no police around here right now.

Further, says Sandberg, one species' police is another species' invader - we would probably not like having some alien probe impose their view of what is an unacceptable activity on us, and vice versa. And the process of making police probes will likely be indistinguishable from making other replicators. Consequently, there might be a race to set up the first interstellar police force.

At any rate, the reason for the absence of probes is still a mystery. And as the future ruler of Galaxy, you're going to have to assume this is the case. So you better get going and create a fleet of self-replicating probe before somebody else does it first.

Messages to ET and the precautionary principle

Science fiction author and futurist David Brin recently contacted me and brought me up to speed on his efforts to raise awareness about the active SETI approach, also known as METI (messages to extraterrestrial intelligences). Brin is vehemently opposed to this idea, as he believes it could put humanity in great peril. For all we know, he argues, some malevolent ETI is lurking in the neighborhood waiting for less advanced civilizations to draw attention to themselves.

Brin writes,

Let there be no mistake. METI is a very different thing than passively sifting for signals from the outer space. Carl Sagan, one of the greatest SETI supporters and a deep believer in the notion of altruistic alien civilizations, called such a move deeply unwise and immature....

Sagan — along with early SETI pioneer Philip Morrison — recommended that the newest children in a strange and uncertain cosmos should listen quietly for a long time, patiently learning about the universe and comparing notes, before shouting into an unknown jungle that we do not understand.

Brin invited me to join a closed discussion group where this issue is examined and debated. The purpose of the exercise is to not just think more deeply about this issue, but to also raise awareness and possibly prevent a catastrophe (i.e. alien invasion). Essentially, Brin argues that METI needs to be strongly considered before any group or individual takes it upon themselves to shout out to the heavens. He is particularly concerned how some groups, including SETI, are dismissive of his concerns. His fear is that someone will unilaterally decide to start transmitting messages into the depths of space.

I was unsure at first about whether or not I should join this group. As a contact pessimist I’m fairly certain that the fear about a METI approach is unwarranted -- not because ETI's are likely to be friendly, but because no one's listening. And even if they are listening, there's nothing we can do about it; any advanced ETI that's on a search-and-destroy mission would likely have the 'search' aspect figured out. I'm not sure how any civilization could hide in the Galaxy. Consequently, METI is somewhat of a non-issue in my opinion.

That being said, however, I did reach the conclusion that there is a non-zero chance that we could run into trouble should we change our approach from listening to messaging. For example, resident berserkers could be waiting, for what ever reason, for this sort of change in our radio signals. Perhaps they are waiting for a sign that we've passed a certain developmental threshold.

I think this argument is extremely weak and improbable, but it's not impossible; it should not be ruled out as a potential existential risk.

Which leads me to the precautionary principle. Since no one is listening, there is no harm in not sending messages out into the cosmos. Again, if a friendly ETI wanted to do a meet-and-greet, they should have no trouble finding us. But because there is the slim chance that we may alert a local berserker (or something unknown), we should probably refrain from the METI approach for the time being.

So, I took Brin up on his offer and I’ve joined the discussion group. We are currently considering the possibility of organizing a conference centered around the issue. I’ll continue to post about this topic as news develops. More information can be found here.

If aliens wanted to, they would have destroyed us by now

The Speculist today alerts us to an interesting article in The Independent called, "Meet the neighbours: Is the search for aliens such a good idea?"

The article, which was very well researched by astronomer David Whitehouse, examines the issue of whether or not human civilization should announce itself to the larger galactic community. Whitehouse cites the opinions of such notables as Freeman Dyson, David Brin, Ronald Bracewell, and many others. Understandably everyone has a strong opinion on the subject.

Here's my own take: If advanced extraterrestrial civilizations wanted to, they would have destroyed us by now. It's the Fermi Paradox all over again -- but this time, instead of wondering, "where is everybody," we find ourselves asking, "why haven't we be destroyed already?" There are several considerations which make the observation of our ongoing presence in the Universe a pertinent one.

First, it's largely believed that intelligence may have emerged in the Milky Way as long as 4.5Gyr ago. As has been argued on many occasions, this, in conjunction with the possibility of self-replicating probes, cuts the size of the Galaxy to manageable proportions; the Galaxy could have been colonized many times over -- but it's not.

This has also led to speculation about so-called berserker probes (a term attributed to Fred Saberhagen). These self-replicating probes could sterilize the Galaxy in relatively short order -- and the process would be fairly easy. A berserker could poison each planet such that life would never be capable of emerging. If the berserker should discover a planet with life already on it, all it would have to do is cause a global ecophagy through the use of molecular nanotechnology; an entire ecosystem could be destroyed in as little as 20 months.

If this seems like a rather excessive and 'uneconomical' way of sterilizing the Galaxy, keep in mind that we're talking about exponentially self-replicating probes. Berserkers could reproduce themselves using material found in asteroid belts or dead planets. There would be little cost involved, aside from the production and dissemination of the first probe.

If, on the other hand, an ETI was both malevolent and frugal there is another possibility: the use of hibernating berserker probes. Much like the monolith of 2001: A Space Odyssey, self-replicating probes could be lying dormant in every solar system in the Galaxy waiting patiently for intelligence to emerge. It could easily detect the presence of a civilization by listening for their radio signals. Swift destruction would ensue.

Which brings up an interesting consideration. Seeing as we have been transmitting radio signals for almost 100 years, any dormant berserker probe would be well aware of us by now. If it is going to destroy us, it should probably get going; we are only about 50 years away from a Singularity (a cosmologically insignificant amount of time).

I would think that the point of sterilizing the Galaxy would be to eliminate the possibility of any rival post-Singularity intelligences. And if you don't like the Singularity moniker, just substitute Kardashev I civilizations into your calculations.

Consequently, the berserker should have wiped us out by now. But it hasn't, which likely means there is no berserker hanging out in our neighborhood. Moreover, the fact that we're still inhabiting a life-rich Earth is an indicator that we don't reside in a sterile galaxy. We can thus conclude that advanced extraterrestrial civilizations do not embark on such nefarious campaigns. As Robert Freitas has stated, "The present observational record can only support the much more restricted conclusion that no rapacious galactic civilisations are currently loose in the Galaxy."

So, we don't need to worry about sending our radio signals out into space. We can transmit all we want -- it won't make a bit of difference.

Nobody is listening and nobody cares.
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Related articles:
Is Active SETI imperiling Humanity?
Building a machine designed by ET: not a good idea